Edward Jones

Advisor Upside

Schwab, Blackstone Among Firms Fined By SEC Over Off-Channel Comms

Photo by Amanz via Unsplash

The controversial enforcement actions have been called a “cash cow” by Commissioner Hester Peirce.

2 min read

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Advisor Upside

Edward Jones Trims Fees for Mass Affluent Clientele

Edward Jones, one of the nation’s largest brokerages, is shaving fees for mass affluent clients come October — albeit by just a hair.

2 min read

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Advisor Upside

Why Vanguard Took a $106M SEC Fine For Lowering Its Minimums

The SEC charged the asset manager with misleading clients over changes to its retirement funds, leading to higher tax bills for investors.

1 min read
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Advisor Upside

Can Bitcoin Become Bigger than the Internet Itself? Maybe

Adoption of the cryptocurrency has outpaced other transformative technologies like the internet and mobile phones.

2 min read
Photo via Integrated Partners

Advisor Upside

Integrated Partners’ Rob Sandrew on Market Corrections and ‘New Blood’

The chief growth officer is at the forefront of preparing RIAs to grow their businesses and train advisors for the future.

2 min read

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