Raymond James

Advisor Upside

Schwab, Blackstone Among Firms Fined By SEC Over Off-Channel Comms

Photo by Amanz via Unsplash

The controversial enforcement actions have been called a “cash cow” by Commissioner Hester Peirce.

2 min read

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Advisor Upside

ETFs Are Breaking Inflow Records. Not So Much Overseas

US equity ETFS saw nearly $150 billion in inflows last month. Those tied to Europe, Japan, and emerging markets weren’t so lucky.

1 min read

Photo via SEEQC

CIO Upside

SEEQC Wants to Make Quantum Computing Less Complicated

The startup raised $30 million from Booz Allen Hamilton Ventures, NordicNinja and others.

2 min read
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Advisor Upside

JPMorgan, Citi, Wells, Goldman Crush Q4 Earnings

Wall Street ended 2024 on a high note, providing investors with a sigh of relief as we enter the new year.

1 min read
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Advisor Upside

4 Billion-Dollar ETF Busts from 2024

A quartet of ETFs faceplanted last year, but they could mount a comeback this year.

2 min read

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