client communications

Advisor Upside

Behind the SEC’s WhatsApp Crackdown

Photo by Mika Baumeister via Unsplash

The SEC has dished out more than $3 billion in fines regarding off-channel communications, with another 11 firms getting dinged this week.

2 min read

Photo by Anna Fox via CC BY 2.0

Media & Entertainment

Disney and Fubo Team Up to Win Live TV

The deal puts an end to Fubo’s ongoing lawsuit that sought to block Disney’s efforts to build Venu Sports with Fox and Warner Bros. Discovery.

2 min read
Photo by Sophie Backes via Unsplash

Markets

Market Shows Signs of Life After Key Nvidia Supplier’s Record Return, Rumors of Softened Tariffs

Record earnings from Foxconn and some fresh tariff news highlight core themes likely to dominate headlines this year.

2 min read
Photo by Asael Peña via Unsplash

Regulation

Driving Into Manhattan to Get to Wall Street Now Costs $9

People who work on Wall Street face a more quotidian challenge starting this morning: getting there, thanks to New York’s congestion pricing.

2 min read

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