Raymond James

Advisor Upside

Schwab, Blackstone Among Firms Fined By SEC Over Off-Channel Comms

Photo by Amanz via Unsplash

The controversial enforcement actions have been called a “cash cow” by Commissioner Hester Peirce.

2 min read

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Advisor Upside

ETFs Are Breaking Inflow Records. Not So Much Overseas

US equity ETFS saw nearly $150 billion in inflows last month. Those tied to Europe, Japan, and emerging markets weren’t so lucky.

1 min read

Photo by TechCrunch via CC BY 2.0

Artificial Intelligence

Nvidia, Anthropic Refuel the AI Hype Train

Nvidia, the chipmaking king, has announced a slew of consumer-focused hardware, including a $3,000 “personal AI supercomputer” called Digits.

2 min read
Photo by Ajay Suresh via CC BY 2.0

Advisor Upside

FINRA Faces Big Legal Battles in 2025

The Wall Street watchdog is facing criticism from lawmakers, along with two lawsuits, that could theoretically redefine the agency.

2 min read
Photo by Anthony Quintano via CC BY 2.0

OP-ED | Advisor Upside

Allan Roth: Lessons from a Surprising 2024

The popular author and financial advisor weighs in on major market trends of last year, and takes a (speculative) peek ahead.

4 min read

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