Industry News

Exclusive news, analysis, and commentary about the wealth mangement industry.

Advisor Upside

New ETFs Help Clients Defer Taxes like the Super Rich

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New ETF launches are using sophisticated strategies that were once only available to the wealthy to help clients defer capital gains tax.

2 min read

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Advisor Upside

JPMorgan Wants In on the Great White North

The bank’s asset management arm has made two ETFs available on the Toronto Stock Exchange, and plans to grow staff in Canada.

1 min read
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Advisor Upside

Schwab Says Farewell to Retiring CEO Walt Bettinger

Charles Scwhab’s next chief executive Rick Wurster looks to continue the legacy of current CEO Walt Bettinger.

1 min read
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Advisor Upside

Inside State Street and Apollo’s Private Market ETF

The asset managers are hoping to offer the first private asset ETF and open up alternative investments to the masses.

2 min read

Advisor Upside

LPL Financial Terminates CEO Dan Arnold Over Alleged Misconduct

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The $17 billion financial firm fired chief executive Dan Arnold for allegedly violating the company’s code of conduct.

1 min read

Advisor Upside

Behind the SEC’s WhatsApp Crackdown

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The SEC has dished out more than $3 billion in fines regarding off-channel communications, with another 11 firms getting dinged this week.

2 min read

Advisor Upside

Edward Jones Trims Fees for Mass Affluent Clientele

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Edward Jones, one of the nation’s largest brokerages, is shaving fees for mass affluent clients come October — albeit by just a hair.

2 min read

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Advisor Upside

UBS Looks to Tap India’s Private Wealth Market

The Swiss bank UBS reportedly wants in on the wealth market in India and is considering buying a stake in a local firm to give it a foothold.

2 min read
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Advisor Upside

Morgan Stanley Converts Mutual Funds into First ‘Pathway’ ETFs

Morgan Stanley is bolstering its ETF suite by converting two mutual funds into exchange-traded funds under the Morgan Stanley Pathway brand.

1 min read
Photo illustration by Connor Lin / The Daily Upside, Photo by Andrey Krav via iStock

Markets

Can a Texas Stock Exchange Really Lock Horns with Wall Street?

The Texas Stock Exchange is hoping to become the center of a new financial mecca in the Lone Star state when it launches next year.

4 min read

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